| Name: | SMA Solar Technology AG |
| Street: | Sonnenallee 1 |
| Postal code: | 34266 |
| City: | Niestetal
Germany |
| Legal Entity Identifier (LEI): | 529900Q6JQHI8X451Q21 |
| X | Acquisition/disposal of shares with voting rights |
| | Acquisition/disposal of instruments |
| | Change of breakdown of voting rights |
| X | Other reason:
Non-Application of Trading Book Exemption according to sec. 36 para. 1 WpHG |
Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA) |
holding directly 3% or more voting rights, if different from 3.
| | % of voting rights attached to shares
(total of 7.a.) | % of voting rights through instruments
(total of 7.b.1 + 7.b.2) | Total of both in %
(7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG |
| New | 1.06 % | 15.16 % | 16.22 % | 34700000 |
| Previous notification | 0.16 % | 10.12 % | 10.28 % | / |
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Internal right to recall shares lent out | n/a | n/a | 1990085 | 5.74 % |
| Equity Swap | 21/05/2027 | 21/05/2027 | 3234551 | 9.32 % |
| | | Total | 5224636 | 15.06 % |
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Equity Swap | 30/09/2026 – 28/05/2031 | 30/09/2026 – 28/05/2031 | Cash | 13938 | 0.04 % |
| Cash-settled Call Option | 18/12/2026 – 02/01/2099 | 18/12/2026 – 02/01/2099 | Cash | 20299 | 0.06 % |
| | | | Total | 34237 | 0.10 % |
| | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Bank, National Association | % | % | % |
| J.P. Morgan International Finance Limited | % | % | % |
| J.P. Morgan Capital Holdings Limited | % | % | % |
| J.P. Morgan Securities plc | % | 9.36 % | 10.39 % |
| - | % | % | % |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Holdings LLC | % | % | % |
| J.P. Morgan Broker-Dealer Holdings Inc. | % | % | % |
| J.P. Morgan Securities LLC | % | % | % |
| - | % | % | % |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Bank, National Association | % | % | % |
| J.P. Morgan International Finance Limited | % | % | % |
| J.P. Morgan Structured Products B.V. | % | % | % |
| - | % | % | % |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Bank, National Association | % | % | % |
| J.P. Morgan International Finance Limited | % | % | % |
| J.P. Morgan SE | % | % | 5.01 % |
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |